000 | 06465cam a2200745Ka 4500 | ||
---|---|---|---|
001 | ocn706458323 | ||
003 | OCoLC | ||
005 | 20171119102721.0 | ||
006 | m o d | ||
007 | cr cnu---unuuu | ||
008 | 110309s2011 nju ob 001 0 eng d | ||
010 | _z 2010039894 | ||
020 |
_a9781118008560 _q(electronic bk.) |
||
020 |
_a1118008561 _q(electronic bk.) |
||
020 |
_a9781119200093 _q(electronic bk.) |
||
020 |
_a1119200091 _q(electronic bk.) |
||
020 | _z9780470601969 | ||
020 | _z0470601965 | ||
028 | 0 | 1 |
_aEB00066065 _bRecorded Books |
029 | 1 |
_aAU@ _b000051558763 |
|
029 | 1 |
_aAU@ _b000052900470 |
|
029 | 1 |
_aCHNEW _b000605681 |
|
029 | 1 |
_aDEBBG _bBV041911785 |
|
029 | 1 |
_aDEBBG _bBV042959935 |
|
029 | 1 |
_aDEBSZ _b42163569X |
|
029 | 1 |
_aDKDLA _b820120-katalog:000557878 |
|
029 | 1 |
_aHEBIS _b299818896 |
|
029 | 1 |
_aNZ1 _b14255931 |
|
029 | 1 |
_aDEBBG _bBV043398928 |
|
035 |
_a(OCoLC)706458323 _z(OCoLC)816649202 _z(OCoLC)865010209 _z(OCoLC)927501035 _z(OCoLC)961515792 _z(OCoLC)962635982 |
||
040 |
_aN$T _beng _epn _cN$T _dE7B _dCDX _dOCLCQ _dB24X7 _dREDDC _dOCLCQ _dOCLCO _dOCLCQ _dYDXCP _dOCLCF _dOCLCQ _dNLGGC _dOCLCO _dRECBK _dIDEBK _dDEBBG _dDG1 _dOCLCQ _dEBLCP _dCOO _dDEBSZ _dOCLCQ _dAZK |
||
043 | _an-us--- | ||
049 | _aMAIN | ||
050 | 4 |
_aHG4910 _b.C585 2011eb |
|
066 | _cZsym | ||
072 | 7 |
_aBUS _x036000 _2bisacsh |
|
082 | 0 | 4 |
_a332.63/20973 _222 |
100 | 1 |
_aCollins, Patrick S., _d1940- |
|
245 | 1 | 0 |
_aRegulation of securities, markets, and transactions : a guide to the new environment / _cPatrick S. Collins. _h[electronic resource] |
260 |
_aHoboken, N.J. : _bWiley, _c©2011. |
||
300 | _a1 online resource (xix, 364 pages). | ||
336 |
_atext _btxt _2rdacontent |
||
337 |
_acomputer _bc _2rdamedia |
||
338 |
_aonline resource _bcr _2rdacarrier |
||
490 | 1 |
_aWiley finance ; _v[585] |
|
504 | _aIncludes bibliographical references and index. | ||
505 | 8 | _a""Registered Self-Regulatory Organizations""""Special-Purpose Self-Regulatory Organizations""; ""Regulation of Registered Entities and Persons""; ""Chapter 2: Regulation of Nonregistered Entities and Persons""; ""Introduction""; ""Nonsecurities Laws""; ""Chapter 3: Accounting and Auditing""; ""Introduction""; ""Accounting""; ""Mark-to-Market Accounting""; ""Auditing""; ""Objectives-Oriented Rules for Accounting and Auditing""; ""Audit Committees""; ""Accounting Capital and Regulatory Capital""; ""Accountancy Law""; ""Chapter 4: Introduction to Notes""; ""Public Laws""; ""United States Code"" | |
505 | 8 | _a""Code of Federal Regulations""""Supreme Court Decisions""; ""Federal Register""; ""SEC Releases""; ""Prefixes for SEC Releases""; ""Selected Releases by the Securities and Exchange Commission""; ""Selected Public Laws""; ""Selected United States Code Titles""; ""Selected United States Code Sections""; ""Selected Code of Federal Regulations Titles""; ""Selected Code of Federal Regulations Parts""; ""Structure of U.S. Code and Code of Federal Regulations Sections""; ""Selected Banking Regulations""; ""State Securities Laws""; ""Uniform Commercial Code""; ""Chapter 5: Notes"" | |
505 | 8 | _a""Chapter 6: Selected Sections from the Financial Regulation Act of 2010""""Introduction""; ""Major Section Headings of the Financial Regulation Act""; ""Selected Sections of the Financial Regulation Act""; ""Reports Required by the Financial Regulation Act""; ""Chapter 7: Sections of Codified Securities Laws""; ""Introduction""; ""Securities Act (15 USC Sections 77a and following)""; ""Trust Indenture Act (15 USC Sections 77aaa and following)""; ""Securities Exchange Act (15 USC Sections 78a and following)""; ""Securities Investor Protection Act (15 USC Sections 78aaa and following)"" | |
505 | 8 | _a""Investment Company Act (15 USC Sections 80a-1 and following)""""Investment Advisers Act (15 USC Sections 80b-1 and following)""; ""Public Company Accounting Reform and Corporate Responsibility""; ""Chapter 8: Organizations""; ""Introduction""; ""Executive Branch of Government""; ""Legislative Branch of Government""; ""Judicial Branch of Government""; ""Agencies of Government""; ""Self-Regulatory Organizations""; ""Accounting Principles and Auditing Standards""; ""Industry and Professional Associations""; ""State-Related Organizations""; ""International Organizations"" | |
520 |
_a"This book provides a description about the various government regulations of securities, securities markets, and securities transactions. The book defines, describes, and explains U.S. securities regulation. The book will be current as of the signing of the securities reform act (expected to be signed by President Obama in mid-2010). Major parts within the book include: Regulation; Accounting and Auditing; Introduction to Notes; Notes; Sections of Public Laws; Sections of Codified Securities Laws; Organizations. In addition, there will be an extensive reference section, glossary, and list of useful websites (by both name and function)."-- _cProvided by publisher. |
||
588 | 0 | _aPrint version record. | |
650 | 0 |
_aSecurities _zUnited States. |
|
650 | 0 |
_aSecurities industry _xLaw and legislation _zUnited States. |
|
650 | 7 |
_aBUSINESS & ECONOMICS _xInvestments & Securities _xGeneral. _2bisacsh |
|
650 | 7 |
_aSecurities. _2fast _0(OCoLC)fst01110743 |
|
650 | 7 |
_aSecurities industry _xLaw and legislation. _2fast _0(OCoLC)fst01110831 |
|
651 | 7 |
_aUnited States. _2fast _0(OCoLC)fst01204155 |
|
655 | 4 | _aElectronic books. | |
776 | 0 | 8 |
_iPrint version: _aCollins, Patrick S., 1940- _tRegulation of securities, markets, and transactions. _dHoboken, N.J. : Wiley, ©2011 _z9780470601969 _w(DLC) 2010039894 _w(OCoLC)664666859 |
830 | 0 |
_aWiley finance series ; _v585. |
|
856 | 4 | 0 |
_uhttp://onlinelibrary.wiley.com/book/10.1002/9781119200093 _zWiley Online Library |
880 | 0 |
_6505-00/Zsym _a""Title Page""; ""Copyright""; ""Preface""; ""Chapter 1: Regulation""; ""Securities and the Public Interest""; ""Meaning of “Security�""; ""Debt, Equity, and Option Securities""; ""Securities Transactions""; ""Institutional and Functional Regulation""; ""Exclusions and Exemptions""; ""Structure of Securities Laws""; ""Other Securities Laws""; ""Regulatory Objectives""; ""Disclosure and Transparency""; ""Regulation and Supervision""; ""Registration""; ""Registration of Securities""; ""Registration of Entities and Persons""; ""Issuers of Securities""; ""Self-Regulatory Organizations"" |
|
942 |
_2ddc _cBK |
||
999 |
_c204952 _d204952 |